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Important Notices

MiFID II Applications

The legislative changes implementing the FSMA MiFID II activities will be in place from 1 April 2017 and we will be able to accept formal applications and fees relating to FSMA regulated activities and investment types from Monday 3 April. Since 30 January 2017, all firms applying for a Part 4A permission or a VoP, that amount to an authorisation under MiFID, and firms applying to be exempt under Article 3 of MiFID have to use the new forms available on Connect. This will be the case irrespective of the investment service and investment activities that fall within the scope of their permissions. Click here for the MiFID II Application & Notification Guide.

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